AIM ImmunoTech Provides Comprehensive Clinical Trials Update With Major Inflection Points Identified

On October 7, 2019 AIM ImmunoTech Inc. (NYSE American: AIM) reported that over the past few months it raised approximately $10 million from the public markets to support its lead drug candidate Ampligen (Press release, Hemispherx Biopharma, OCT 7, 2019, View Source [SID1234540082]). Ampligen is being studied in six ongoing clinical trials and anticipates:

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Phase 2 data in Stage 4 metastatic triple-negative breast cancer, where Ampligen is being tested for therapeutic synergy with pembrolizumab, in as early as six months

Phase 2 data in advanced recurrent ovarian cancer, where Ampligen is being tested for therapeutic synergy with pembrolizumab, in as early as 12 months

AIM ImmunoTech believes its recent capital raises should provide sufficient capital to support the company’s ongoing business activities as it awaits results in multiple ongoing immuno-oncology clinical trials, all part of the company’s active Ampligen program. In addition, the company announced that Roswell Park Comprehensive Cancer Center and Moffitt Cancer Center received approximately $15 million total in U.S. Department of Defense "Breakthrough Awards" to fund two separate but parallel clinical trials to study Ampligen as a potential synergistic agent in combination with several other immunotherapies — including pembrolizumab and Intron A — in the treatment of brain-metastatic breast cancer at Roswell and Moffitt.

"The $10 million that we raised over the past few months is critical for our ongoing research and development, as it provides us with a financial cushion while we await reportable data in our immuno-oncology clinical trials — trials that are already funded by grants to the research institutions from prestigious third parties," said AIM ImmunoTech CEO Thomas K. Equels. "This type of third-party support mitigates our risk in these projects, as the grantors directly fund the research institutions and our principal obligation is to supply the Ampligen."

Mr. Equels continued, "I am pleased to report that, as of the end of the third quarter, we will report approximately $12.5 million of cash on hand. At the same time, we are carefully managing our expenses in a way we believe will allow us to clearly focus on near-term clinical goals, as outlined below, and as our short-term clinical trial manufacturing objectives are reached we will strive to reduce our burn rate."

QUARTERLY CLINICAL DEVELOPMENT OVERVIEW

AIM ImmunoTech’s Ampligen has six ongoing immuno-oncology clinical trials, five planned clinical trials and an active Early Access Program (EAP) in pancreatic cancer.

Ongoing immuno-oncology clinical trials:

Advanced Recurrent Ovarian Cancer – Phase 1 / 2 study of intraperitoneal chemo-immunotherapy in advanced recurrent ovarian cancer at University of Pittsburgh Medical Center (UPMC). Phase 1 portion establishes intraperitoneal safety of Ampligen plus Intron A with positive survival data. We believe publication of these data by the team at UPMC will occur in approximately four months.

See: View Source

Advanced Recurrent Ovarian Cancer – A follow-up Phase 2 study of advanced recurrent ovarian cancer using cisplatin, pembrolizumab, plus Ampligen at University of Pittsburgh Medical Center. Up to 45 patients to be enrolled. Enrollment has commenced and the first patients have begun treatment. Interim data from this important study combining Ampligen with pembrolizumab is expected in approximately 12 months.

See: View Source

Stage 4 Metastatic Triple Negative Breast Cancer – Phase 2 study of metastatic triple-negative breast cancer using chemokine modulation therapy, including Ampligen and pembrolizumab at Roswell Park Comprehensive Cancer Center. Two of the planned 6 patients enrolled and treated. Interim data from this important study combining Ampligen with pembrolizumab is expected in approximately 6 months.

See: View Source

Stage 4 Colorectal Cancer Metastatic to the Liver – Phase 2a study of Ampligen as a component of chemokine modulatory regimen (celecoxib) on colorectal cancer metastatic to liver at Roswell Park Comprehensive Cancer Center. Seven of 12 planned patients enrolled and treated. Interim data from this important study combining Ampligen with interferon alfa-2b is expected in approximately 6 months.

See: View Source

Early-Stage Prostate Cancer – Phase 2 study investigating the effectiveness and safety of aspirin and Ampligen with or without interferon-alpha 2b (Intron A) compared to no drug treatments in a randomized three-arm study of patients with prostate cancer before undergoing radical prostatectomy (Roswell Park Comprehensive Cancer Center, Dr. G. Chatta, PI). IRB and FDA approval to proceed received; pending internal tasks before the study can be opened. Up to 60 patients to be enrolled. This prostate trial should start within approximately two weeks.

See: View Source

Early-Stage Triple Negative Breast Cancer – Phase 1 study of chemokine modulation plus neoadjuvant chemotherapy in patients with early-stage triple negative breast cancer has received FDA authorization. The objective of this study is to evaluate the safety and tolerability of a combination of Ampligen, celecoxib with or without Intron A, when given along with chemotherapy. The goal of this approach is to increase survival. First enrollment is expected within 60 days.

In addition, five Ampligen clinical trials are planned for initiation in 2019 or 2020, subject to funding:

Brain-Metastatic Breast Cancer – Phase 2 study to assess the effectiveness of a three-pronged strategy combining distinct immunotherapy approaches, including Ampligen. Roswell Park Comprehensive Cancer Center and Moffitt Cancer Center have both received "Breakthrough Awards" from the U.S. Department of Defense. Together, these separate but parallel proposed clinical trials are receiving approximately $15 million in DoD funding to study Ampligen.

Stage 4 Refractory Metastatic Colorectal Carcinoma – Phase 2 study of Ampligen plus pembrolizumab in Stage 4 refractory metastatic colorectal carcinoma at Roswell Park Comprehensive Cancer Center. Dr. P. Boland, PI. Up to 22 patients to be enrolled. This is expected to be a large Phase 2 study, funded by grants, testing Ampligen and pembrolizumab.

Stage 4 Urothelial, Melanoma and Renal Cell Carcinoma – Phase 2 study of Stage 4 urothelial (bladder), melanoma and renal cell carcinoma, resistant to checkpoint blockade, using Ampligen plus checkpoint blockade at Roswell Park Comprehensive Cancer Center. Protocol design and funding currently being finalized.

Non-Small Cell Lung Cancer – First-line therapy for non-small cell lung cancer with Standard Of Care (SOC) chemotherapy plus Ampligen and pembrolizumab at University of Nebraska Medical Center. Dr. V. Ernani, PI. Study design and budget being developed. However, we now anticipate an extended delay, as other studies with funding have moved ahead of the Ampligen project. Roswell is exploring a pilot study to establish proof of concept.

Advanced Pancreatic Cancer – Phase 2 study in advanced pancreatic cancer using checkpoint blockade plus Ampligen at University of Nebraska Medical Center (UNMC). Dr. K. Klute, PI. Protocol and budget being developed. This proposed study will be driven by the data from our Dutch EAP (see below) and UNMC animal experiments showing synergy between Ampligen and checkpoint therapy. We are confirming the initial round of successful animal experiments with a second round of experiments. We expect the results of the confirmatory experiments within two months.

Pancreatic Cancer Expanded Access Program:

This is an Expanded Access Program (EAP) with Ampligen as a standalone treatment in pancreatic cancer at Erasmus University, The Netherlands, conducted by Professor Casper van Eijck. Eligibility for the EAP includes adults with metastatic or locally advanced pancreatic carcinoma following FOLFIRINOX and adults post-Whipple procedure. Systemic Immune-Inflammation Index and restaging scans/x-rays were performed every 6 weeks. The EAP was initially approved for extremely advanced cases, but is now approved for all pancreatic cancer, regardless of stage. Publication of data from first two years expected within the first half of 2020.

Myalgic Encephalomyelitis/Chronic Fatigue Syndrome (ME/CFS):

AIM ImmunoTech recently received clearance from FDA to export to Argentina its drug Ampligen. In 2016, the company announced the approval of its New Drug Application (NDA) from Argentina’s Administracion Nacional de Medicamentos, Alimentos y Tecnologia Medica (ANMAT) for the commercial sale of Ampligen for the treatment of CFS. The FDA requires certain regulations be met in order to export a drug manufactured in the United States to a foreign country. In order to receive clearance to export to Argentina, AIM ImmunoTech submitted information on the drug approval processes and standards in Argentina and the issuance by ANMAT of its approval of Ampligen. The FDA determined that the processes and standards applicable to drug approval in Argentina meet the requirements under section 802(b)(2) of the U.S. Federal Food, Drug and Cosmetic Act. Those requirements include expert review of safety and effectiveness, good manufacturing practice and quality controls, adverse experience reporting and control of drug labeling and promotion. To the company’s knowledge, this is the first time in more than ten years — and only the second time ever— the FDA has made this determination.

ME/CFS is increasingly in the news as it is now recognized as a physical disorder. As an example, a first-person account of a person living with the disease was recently featured in The New Yorker.

ImaginAb Announces Publication of Data on First-In-Human Imaging in Patients with Solid Malignancies in The Journal of Nuclear Medicine

On October 7, 2019 ImaginAb Inc., a clinical-stage immuno-oncology imaging company, reported publication of its data in leading peer-reviewed medical radiology publication, The Journal of Nuclear Medicine (JNM) (Press release, ImaginAb, OCT 7, 2019, View Source [SID1234540081]).

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The paper entitled "First-in-human imaging with 89Zr-Df-IAB22M2C anti-CD8 minibody in patients with solid malignancies: preliminary pharmacokinetics, biodistribution, and lesion targeting[i]" reports the results from a first in-vivo clinical study to assess the safety, tolerability, and efficacy of ImaginAb’s lead product, CD8 tracer, 89Zr-Df-IAB22M2C, in visualizing the immune system.

The data from the Phase I trial reported in the paper demonstrated 89Zr-Df-IAB22M2C was well tolerated with no immediate or delayed side effects observed. In conclusion, the study found 89Zr- Df-IAB22M2C imaging to be safe and with favorable kinetics for early imaging. The biodistribution suggested successful targeting of CD8+ T cell-rich tissues. The observed targeting of tumor lesions suggests this may be informative for CD8+ T cell accumulation within tumors.

Lead author of the study, Neeta Pandit-Taskar, MD, Nuclear Medicine Physician at Memorial Sloan Kettering Cancer Center, said: "This novel imaging agent has the potential to non-invasively assess the presence of CD8 T cells in patients’ tumors and results of this initial assessment are encouraging. With more research, this technology may ultimately serve a critical role as a biomarker of immunotherapy outcome and inform clinical trials of novel immunotherapies that act mechanistically through the presence of CD8 T cells."

Ian Wilson, CEO of ImaginAb, added: "We are delighted that this paper has been published in The Journal of Nuclear Medicine, a highly regarded publication in the field of imaging and radiology. Our pioneering clinical trial involving patients at leading cancer therapy centers, Memorial Sloan Kettering Cancer Center, University of Pennsylvania, and Honor Health, are furthering ImaginAb’s goal to provide target-specific imaging agents to predict, inform, monitor and enable treatment of cancer disease more effectively."

ImaginAb’s lead product, CD8 tracer 89Zr-Df-IAB22M2C, is a first in class imaging agent that visualizes the immune system using non-invasive, whole-body in vivo PET imaging of CD8 T cells. Currently, in Phase II multi-center clinical trials at world-renowned imaging and cancer centers in North America, the 89Zr-Df-IAB22M2C immunoPET agent detects and visualizes CD8 T cells using ImaginAb’s ‘minibody’ technology. This provides highly-specific, quantitative assessment of the immunological status of individual cancer lesions within a patient, potentially enabling treatment to be tailored quickly and specifically to the needs of that patient.

Publication details: doi: 10.2967/jnumed.119.229781

For further information, please contact:

ImaginAb
Ian Wilson, CEO
Salli Walker, External Partnership Manager
Email: [email protected]
Phone: +1 310 645 1211

Optimum Strategic Communications
Mary Clark, Supriya Mathur, Charlotte Hepburn-Scott
Email: [email protected]
Phone: +44 20 3950 9144

Viela Bio Announces Closing of Initial Public Offering and Full Exercise of Underwriters’ Option to Purchase Additional Shares

On October 7, 2019 Viela Bio, Inc. (Nasdaq: VIE), a clinical-stage biotechnology company pioneering treatments for autoimmune and severe inflammatory diseases, reported the closing of its previously announced initial public offering of 9,085,000 shares of its common stock, which includes 1,185,000 shares sold pursuant to the exercise in full by the underwriters of their option to purchase additional shares, at a price to the public of $19.00 per share (Press release, Viela Bio, OCT 7, 2019, View Source [SID1234540080]). Including the option exercise, the gross proceeds to Viela Bio from the offering, before deducting the underwriting discounts and commissions and estimated offering expenses, were approximately $172.6 million.

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Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC, and Cowen and Company, LLC acted as the joint book-running managers for the offering. Guggenheim Securities, LLC acted as the lead manager for the offering.

The offering was made only by means of a prospectus. Copies of the final prospectus related to the offering may be obtained from:

Goldman Sachs & Co. LLC, Attention: Prospectus Department, 200 West Street, New York, NY 10282, email: [email protected], telephone:1-866-471-2526, fax: 1-212-902-9316;

Morgan Stanley & Co. LLC, Attention: Prospectus Department, 180 Varick Street, Second Floor, New York, NY 10014; or

Cowen and Company, LLC, c/o Broadridge Financial Solutions, 1155 Long Island Avenue, Edgewood, NY 11717, Attention: Prospectus Department, email: [email protected], telephone: 1-833-297-2926.

Registration statements relating to these securities have been filed with the Securities and Exchange Commission and became effective on October 2, 2019. This press release shall not constitute an offer to sell or a solicitation of an offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.

Surface Oncology to Host Analyst and Investor Day on November 18, 2019 in New York City

On October 7, 2019 Surface Oncology (Nasdaq: SURF), a clinical-stage immuno-oncology company developing next-generation immunotherapies that target the tumor microenvironment, reported that the company will host its inaugural Analyst and Investor Day on Monday, November 18, 2019, at the Nasdaq Marketsite, 4 Times Square, 10th Floor, New York, NY (Press release, Surface Oncology, OCT 7, 2019, View Source [SID1234540079]).

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Formal presentations will take place from 8:00 a.m-11:00 a.m. ET, followed by questions and answers from the full panel of presenters. Presentations will cover a variety of topics, including:

Corporate overview and strategic update: Jeff Goater, chief executive officer of Surface Oncology

Keynote presentation by Dr. E. John Wherry: Emerging trends in T cell exhaustion and immunotherapy of cancer

Overview and update of SRF617, a novel, potential best-in-class anti-CD39 antibody: Robert Ross, M.D., chief medical officer of Surface Oncology

CD39 is an enzyme critical to both the production of immunosuppressive adenosine and the breakdown of pro-inflammatory adenosine triphosphate (ATP).

Overview and update of SRF388, a first-in-class antibody targeting IL-27: Vito Palombella, Ph.D., chief scientific officer of Surface Oncology

IL-27 is an immunosuppressive cytokine involved in resolving T cell mediated inflammation. Elevated levels of IL-27 and IL-27 induced gene expression signatures have been identified in certain types of cancer.

Introduction to Surface’s first natural killer (NK) cell targeting program, SRF813, a highly differentiated approach to targeting CD112R: Pamela Holland, Ph.D., vice president of biology at Surface Oncology

CD112R is a recently identified immune checkpoint protein that contributes to both T cell and NK cell suppression through its role as an inhibitory receptor. Blockade of CD112R promotes antitumor responses through innate and adaptive arms of the immune system.

A live webcast of the Analyst and Investor Day will be available on the Surface Oncology website at View Source

About Dr. John Wherry:

E. John Wherry, Ph.D., is the Richard and Barbara Schiffrin President’s Distinguished Professor, chair of the Department of Systems Pharmacology and Translational Therapeutics, and director of the Penn Institute for Immunology at the Perelman School of Medicine at the University of Pennsylvania. He is the co-director of the Parker Institute for Cancer Immunotherapy at Penn, as well as a member of the Scientific Advisory Board of Surface Oncology. His research has focused on T cell exhaustion in chronic viral infections and cancer. His work has defined the developmental biology and molecular regulation of

T cell exhaustion, role of checkpoints including PD-1, LAG-3 and others and significantly informed the development of immunotherapies for human cancer.

Sorrento Therapeutics Announces $25 Million Registered Direct Offering

On October 7, 2019 Sorrento Therapeutics, Inc. (Nasdaq: SRNE, "Sorrento"), a clinical stage, antibody-centric biopharmaceutical company developing new therapies to turn malignant cancers into manageable and possibly curable diseases, reported that it has entered into definitive agreements with several healthcare-focused institutional investors for the purchase in a registered direct offering of 10,869,566 shares of its common stock and warrants to purchase up to 10,869,566 shares of its common stock, at a combined purchase price of $2.30 per share and related warrant (Press release, Sorrento Therapeutics, OCT 7, 2019, View Source [SID1234540078]). The offering is expected to close on or about October 9, 2019, subject to the satisfaction of customary closing conditions.

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H.C. Wainwright & Co. is acting as the exclusive placement agent for the offering.

The warrants have an exercise price of $2.40 per share of common stock, will be exercisable immediately upon issuance and will expire seven years from the issuance date.

The gross proceeds of the offering are expected to be approximately $25 million, before deducting the placement agent’s fees and other estimated offering expenses. Sorrento currently intends to use the net proceeds from the offering for the continued clinical development of its RTX and CD38 CAR-T programs and general research and development, working capital and general corporate purposes.

The securities described above are being offered by Sorrento pursuant to a "shelf" registration on Form S-3 (File No. 333-221443) previously filed with the Securities and Exchange Commission (the "SEC") on November 9, 2017, amended on December 1, 2017 and declared effective by the SEC on December 6, 2017. The offering of the securities will be made only by means of a prospectus supplement that forms a part of the registration statement. A final prospectus supplement and accompanying base prospectus relating to the securities being offered will be filed with the SEC. Electronic copies of the final prospectus supplement and accompanying base prospectus may be obtained, when available, on the SEC’s website at www.sec.gov or by contacting H.C. Wainwright & Co., LLC at 430 Park Avenue, 3rd Floor, New York, NY 10022, by phone at 646-975-6996 or e-mail at [email protected].

This press release shall not constitute an offer to sell, or the solicitation of an offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.